Document Submission

 

Bring along the following documents and come to our office in person:

 

1. Personal/ Joint Account/Professional Investors

1. Original or certified copy of Hong Kong Identity card or passport of the account holder(s)
2. Original or certified copy of address proof dated within the latest 3 months (e.g. bills from public utilities etc.)
3. Bank statement

 

2. Corporate Account

• A certified Extract of Board Resolution
• Deed of Guarantee and Indemnity
• A certified copy of the Memorandum and Articles of Association of the Company
• HKID/ Passport copies with signatures of all director(s), shareholder(s) and authorized signer(s)
• Certified copy of address proof of all shareholder(s) (Within 3 Months) (Holding 10% or above as defined under SFO)

 

For Company incorporated in Hong Kong:

• A certified copy of valid Business Registration Certificate
• A certified copy of Certificate of Incorporation
• Details of Directors in Forms D1, D2 or D3, and latest Annual Return
• Original or certified copy of address proof dated within the latest 3 months
• (e.g. bills from public utilities, bank statement etc.)

 

For Overseas Company:

• Certificate of Registration of Overseas Company issued by The Companies Registry (applicable to overseas company)
• Registered Agent’s Certificate
• Certificate of Good Standing dated within the latest 12 months or Certificate of Incumbency dated within the latest 3 months
• Certified copy of the Register of Directors of the Client
• Certified copy of the Register of Members of the Client

 

For China Company:

• Certificate of Registration of China Company (applicable to China company)
• ID/ Passport copies with signatures for Company’s Legal Representative
• Official documents issued by PRC State Administration of Foreign Exchange or other relevant authorities (if any)
• Certified copy of the Register of Directors of the Client
• Certified copy of the Register of Members of the Client
• Certified copy of address proof of Company’s place of business in Hong Kong (Bank statement or utility bill etc) (Within 3 Months)

 

For Corporate Shareholder:

• Ownership Structure Identifing the Individuals Ultimately Own the Corporate Client
• Please Prepare All the Above Documents of Substantial Corporate Shareholder (Holding 10% or Above)

 

Verification

 

Account Opening procedures will be completed once Client’s information is verified. A start-up confirmation will be sent out within 7 working days.

 

Start Trading

 

Client can start trading after deposit cheque is cleared by bank.